Fee-based Financial Investment Advisor (Honorar-Finanzanlagenberater) according to Section 34h (1) of the Trade Regulation Act (Gewerbeordnung; GewO); Federal Republic of Germany
Insurance Broker (Versicherungsmakler) according to Section 34d (1) of the Trade Regulation Act (Gewerbeordnung; GewO); Federal Republic of Germany
Real Estate Loan Broker (Immobiliardarlehensvermittler) according to Section 34i (1) of the Trade Regulation Act (Gewerbeordnung; GewO); Federal Republic of Germany
The license as a fee-based financial investment advisor covers the provision of advice on units or shares in domestic open-end investment funds, open-end EU investment funds or foreign open-end investment funds that may be distributed in accordance with the German Investment Code (in accordance with Section 34f (1) No. 1 GewO).
All professional titles and associated licenses were granted in Germany.
License according to Section 34h (1) sentence 1 of the Trade Regulation Act (Gewerbeordnung) as a Fee-based Financial Investment Advisor (Honorar-Finanzanlagenberater);
Supervisory authority: District Office Neukölln of Berlin (Bezirksamt Neukölln von Berlin), Public Order Office (Ordnungsamt), Karl-Marx-Str. 83-85, 12043 Berlin
License according to Section 34d (1) of the German Trade Regulation Act (Gewerbeordnung) as an Insurance Broker (Versicherungsmakler);
Supervisory authority: Chamber of Commerce and Industry of Berlin (Industrie- und Handelskammer zu Berlin), Fasanenstr. 85, 10623 Berlin
License according to Section 34i (1) sentence 1 of the Trade Regulation Act (Gewerbeordnung) as a Real Estate Loan Broker (Immobiliardarlehensvermittler);
Supervisory authority: District Office Neukölln of Berlin (Bezirksamt Neukölln von Berlin), Public Order Office (Ordnungsamt), Karl-Marx-Str. 83-85, 12043 Berlin
The Broker Register is a public online register administered by the Chambers of Commerce and Industry for insurance intermediaries, financial investment intermediaries, fee-based financial investment advisors and real estate loan brokers. It provides free public access to information on those professionals, in particular the possibility to verify their license/permission.
My registrations can be checked by entering the following registration numbers at
www.vermittlerregister.info/en or by calling +49 30 20 30 80.
Register for financial investment intermediaries: D-H-107-XBS1-28
Register for insurance intermediaries: D-850W-NRXIZ-42
Register for real estate loan brokers: D-W-107-HHL6-06
Registry of the Broker Register:
German Chamber of Industry and Commerce (DIHK | Deutsche Industrie- und Handelskammer), Breite Straße 29, 10178 Berlin
Chamber of Commerce and Industry of Berlin
Fasanenstraße 85
10623 Berlin
www.ihk.de/berlin/english/enFor acting as a fee-based financial investment advisor:
- Section 34h in conjunction with Section 34f (2) - (6) of the Trade Regulation Act (Gewerbeordnung)
- Ordinance on the Brokerage of Financial Investments (Verordnung über die Finanzanlagenvermittlung (FinVermV))
For acting as an insurance broker:
- Section 34d of the Trade Regulation Act (Gewerbeordnung)
- Ordinance on Insurance Brokerage and Consulting (Verordnung über die Versicherungsvermittlung und -beratung (VersVermV))
- Sections 59 - 68 of the Insurance Contract Act (Gesetz über den Versicherungsvertrag (VVG))
- Section 48b of the Insurance Supervision Act (Versicherungsaufsichtsgesetz (VAG))
For acting as a real estate loan broker:
- Section 34i of the Trade Regulation Act (Gewerbeordnung)
- Ordinance on Real Estate Loan Brokerage (Verordnung über Immobiliardarlehensvermittlung (ImmVermV))
- Sections 655a - 655e of the Civil Code (Bürgerliches Gesetzbuch (BGB))
- Art. 229 Section 38 and Art. 247 Sections 13, 13b Introductory Act to the Civil Code (Einführungsgesetz zum Bürgerlichen Gesetzbuche (EGBGB))
The professional regulations can be viewed and accessed via
www.gesetze-im-internet.de, a homepage provided by the Federal Ministry of Justice and juris GmbH.
The European Commission provides a platform for online dispute resolution:
https://ec.europa.eu/consumers/odr
Our email address can be found above in this imprint.
We are not obligated to participate in any dispute resolution proceedings and do not participate in any such proceedings.
